Home / Dz.U. 2009 nr 204 poz. 1571
Regulation of the Minister of Finance of 18 November 2009 on the scope and detailed rules for determining the total capital requirement, including capital requirements, for brokerage houses and the determination of the maximum amount of loans, borrowings and issued debt securities in relation to capital
Rozporządzenie Ministra Finansów z dnia 18 listopada 2009 r. w sprawie zakresu i szczegółowych zasad wyznaczania całkowitego wymogu kapitałowego, w tym wymogów kapitałowych, dla domów maklerskich oraz określenia maksymalnej wysokości kredytów, pożyczek i wyemitowanych dłużnych papierów wartościowych w stosunku do kapitałów
Type
Regulation (Rozporządzenie)
Status
declared repealed (uznany za uchylony)
Announced
2009-11-18
Entry into force
2010-01-01
Texts
Keywords
financial instrumentsBrokerssecuritiesCredits and loans
Related acts
Acts Declared Repealed (1)
Amending Acts (4)
- Regulation of the Minister of Finance of August 5, 2010, amending the regulation on the scope and detailed rules for determining the total capital requirement, including capital requirements, for brokerage houses and determining the maximum amount of credits, loans and issued debt securities in relation to capital · 2010-09-21
- Regulation of the Minister of Finance of 13 July 2011 amending the regulation on the scope and detailed principles of determining the total capital requirement, including capital requirements, for brokerage houses and on determining the maximum amount of loans, borrowings and issued debt securities in relation to capital · 2011-08-13
- Regulation of the Minister of Finance of December 29, 2011, amending the regulation on the scope and detailed rules for determining the total capital requirement, including capital requirements, for brokerage houses and determining the maximum amount of loans, borrowings, and issued debt securities in relation to capital · 2012-01-15
- Regulation of the Minister of Finance of April 26, 2012, amending the regulation on the scope and detailed principles of determining the total capital requirement, including capital requirements for brokerage houses, and determining the maximum amount of loans, borrowings and issued debt securities in relation to capital · 2012-05-15
References (3)
Legal Basis (1)
Legal Basis from Art. (1)
- Law of 29 July 2005 on Trading in Financial Instruments · art. 94 ust. 1 pkt 2
Repeals Resulting From (1)
Acts referring to this act
- Acts Declared Repealed: Law of 5 August 2015 on macroprudential supervision of the financial system and crisis management in the financial system
- Implementing Regulations: Law of 29 July 2005 on Trading in Financial Instruments
- Amended Acts: Regulation of the Minister of Finance of April 26, 2012, amending the regulation on the scope and detailed principles of determining the total capital requirement, including capital requirements for brokerage houses, and determining the maximum amount of loans, borrowings and issued debt securities in relation to capital
- Amended Acts: Regulation of the Minister of Finance of December 29, 2011, amending the regulation on the scope and detailed rules for determining the total capital requirement, including capital requirements, for brokerage houses and determining the maximum amount of loans, borrowings, and issued debt securities in relation to capital
- Amended Acts: Regulation of the Minister of Finance of 13 July 2011 amending the regulation on the scope and detailed principles of determining the total capital requirement, including capital requirements, for brokerage houses and on determining the maximum amount of loans, borrowings and issued debt securities in relation to capital
- Amended Acts: Regulation of the Minister of Finance of August 5, 2010, amending the regulation on the scope and detailed rules for determining the total capital requirement, including capital requirements, for brokerage houses and determining the maximum amount of credits, loans and issued debt securities in relation to capital
- References: Regulation of the Minister of Finance of November 26, 2009 on the dissemination of information related to capital adequacy
- References: Regulation of the Minister of Finance of 23 November 2009 on the determination of detailed technical and organisational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, as well as the conditions for a brokerage house to estimate its own capital
- References: Regulation of the Minister of Finance of 18 November 2009 on the conditions that applications for consent to the use by a brokerage house of selected methods used to calculate capital requirements for credit risk should meet
- References: Regulation of the Minister of Finance of 19 November 2009 on credit ratings prepared by external credit rating institutions
- References: Regulation of the Minister of Finance of 18 November 2009 on the conditions that applications for consent to the use by a brokerage house of selected methods for measuring operational risk should meet
- References: Regulation of the Minister of Finance of 18 November 2009 on the requirements that applications of brokerage houses for consent to certain activities within their brokerage activity should meet
- References: Regulation of the Minister of Finance of 24 September 2012 on the determination of detailed technical and organizational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, and the conditions for estimating own funds by a brokerage house
- References: Regulation of the Minister of Finance of February 5, 2010, on the scope, procedure, form, and deadlines for transmitting information by investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks
- Consolidated Text for an Act: Announcement of the Minister of Finance of January 16, 2013, on the publication of the consolidated text of the Regulation of the Minister of Finance on the scope and detailed rules for determining the total capital requirement, including capital requirements, for brokerage houses and the determination of the maximum amount of loans, borrowings and issued debt securities in relation to capital.
- Repeals Resulting From: Regulation of the Minister of Finance of April 14, 2006, on the scope and detailed principles of determining capital requirements and the maximum amount of loans, borrowings, and issued debt securities in relation to capital