Home / Dz.U. 2009 nr 204 poz. 1579
Regulation of the Minister of Finance of 23 November 2009 on the determination of detailed technical and organisational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, as well as the conditions for a brokerage house to estimate its own capital
Rozporządzenie Ministra Finansów z dnia 23 listopada 2009 r. w sprawie określenia szczegółowych warunków technicznych i organizacyjnych dla firm inwestycyjnych, banków, o których mowa w art. 70 ust. 2 ustawy o obrocie instrumentami finansowymi, i banków powierniczych oraz warunków szacowania przez dom maklerski kapitału wewnętrznego
Type
Regulation (Rozporządzenie)
Status
declared repealed (uznany za uchylony)
Announced
2009-11-23
Entry into force
2009-12-17
Texts
Keywords
financial instrumentsBrokersbanki
Related acts
Acts Declared Repealed (1)
References (3)
- Regulation of the Minister of Finance of 18 November 2009 on the scope and detailed rules for determining the total capital requirement, including capital requirements, for brokerage houses and the determination of the maximum amount of loans, borrowings and issued debt securities in relation to capital
- Regulation of the Minister of Finance of October 23, 2009 on the conditions that an alternative trading system organized by an investment firm must meet
- Law of July 21, 2006, on financial market supervision.
Legal Basis (1)
Legal Basis from Art. (1)
- Law of 29 July 2005 on Trading in Financial Instruments · art. 94 ust. 1 pkt 5
Repeals Resulting From (1)
Acts referring to this act
- Acts Declared Repealed: Regulation of the Minister of Finance of 24 September 2012 on the determination of detailed technical and organizational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, and the conditions for estimating own funds by a brokerage house
- Implementing Regulations: Law of 29 July 2005 on Trading in Financial Instruments
- Amended Acts: Regulation of the Minister of Finance of 13 July 2011 amending the regulation on the determination of detailed technical and organizational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, and on the conditions for estimating own capital by a brokerage house
- Repeals Resulting From: Regulation of the Minister of Finance of April 14, 2006, on determining the technical and organizational conditions for investment firms and custodian banks